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AML Spotlight: Regulation 39 - Reliance
AML Risk Manager Dale Trahms examines when it's appropriate to rely on another professional’s client due diligence (CDD), the risks faced in doing so, and why a bank’s CDD is not an ideal solution.
AML Spotlight: Regulation 21 internal controls
Regulation 21 internal controls are the focus of our latest anti-money laundering (AML) blog. AML Risk Manager Dale Trahms discusses the benefits of internal controls, appointing a Money Laundering Compliance Officer (MLCO), independent audits and employee screening.
AML Spotlight: Terrorist financing
In the first in our anti-money laundering (AML) blog series spotlighting key topics and concerns, our AML Risk Manager Dale Trahms examines terrorist financing, how it impacts the legal sector and how to combat it.
Getting the most out of our new AML templates
Our anti-money laundering (AML) team has recently refreshed its AML Policies, Controls and Procedures (PCP) and Client and Matter Level Risk Assessment (CMLRA) templates to help practices better comply with their AML obligations. AML Risk Manager Dale Trahms explains how to make the most of the new templates.